S. Ehrenstein, President
Paul Ehrenstein is a C.P.A. and the principal of Paul Ehrenstein
Associates, Inc., a firm specializing in maintaining the books
and records for many securities brokers/dealers as well as specializing
in the area of compliance with securities regulations. In conjunction
with the firm’s consulting activities, Mr. Ehrenstein serves
as the Financial and Operations Principal, Registered Options
Principal, Municipal Principal, Chief Compliance Officer and/or
General Securities Principal of a number of securities firms.
to starting his own firm, Mr. Ehrenstein served as a Managing
Director of Integrated Management Solutions from 1996-2000. In
1996, Mr. Ehrenstein served as the CFO, COO, and Chief Compliance
Officer of Oscar Gruss & Co., Inc., a NYSE member firm. From
1995 to 1996 he was the CFO of Value Line Publishing, Inc., and
a member of that firm’s Investment Committee. From 1990-1995
he was CFO with Mabon Nugent & Co., and from 1985-1990 CFO
with NASD member firm Metropolitan Securities, Inc. He has also
held positions with Merrill Lynch and E.F. Hutton, in addition
to operating his own investment advisory firm.
is a member of the AICPA and the New York State Society of CPAs.
He is also a member of the New York State Society’s Stock
Brokerage Accounting Committee. In addition Mr. Ehrenstein serves
on the District 10 Committee of FINRA.
Ehrenstein was also on the staff of both the New York Institute
of Finance and Securities Training Corporation, teaching on a
number of securities-related topics. He holds a B.A. in Economics
and Accounting from Fairleigh Dickinson University.
Ehrenstein holds Series 4, 7, 24, 27, 53, 55 and 63 registrations
with the NASD.